California Northern District Court
Judge:Yvonne Gonzalez Rogers
Case #: 3:17-cv-05714
Nature of Suit850 Other Statutes - Securities/Commodities/Exchange
Cause15:77 Securities Fraud
Case Filed:Oct 04, 2017
Last checked: Monday Apr 02, 2018 2:00 AM PDT
Defendant
William Blair & Co., L.L.C.
Represented By
Matthew William Close
O'Melveny & Myers LLP
contact info
Jonathan Rosenberg
O'Melveny & Myers LLP
contact info
Defendant
Ian Halifax
Represented By
Caz Hashemi
Wilson Sonsini Goodrich & Rosati
contact info
Benjamin Matthew Crosson
Wilson Sonsini Goodrich & Rosati
contact info
Defendant
Ken Klein
Represented By
Caz Hashemi
Wilson Sonsini Goodrich & Rosati
contact info
Benjamin Matthew Crosson
Wilson Sonsini Goodrich & Rosati
contact info
Defendant
Tintri, Inc.
Represented By
Caz Hashemi
Wilson Sonsini Goodrich & Rosati
contact info
Benjamin Matthew Crosson
Wilson Sonsini Goodrich & Rosati
contact info
Defendant
Raymond James & Associates, Inc.
Represented By
Matthew William Close
O'Melveny & Myers LLP
contact info
Jonathan Rosenberg
O'Melveny & Myers LLP
contact info
Defendant
Piper Jaffray & Co.
Represented By
Matthew William Close
O'Melveny & Myers LLP
contact info
Jonathan Rosenberg
O'Melveny & Myers LLP
contact info
Defendant
Pacific Crest Securities
Represented By
Matthew William Close
O'Melveny & Myers LLP
contact info
Jonathan Rosenberg
O'Melveny & Myers LLP
contact info
Defendant
Needham & Co., LLC
Represented By
Matthew William Close
O'Melveny & Myers LLP
contact info
Jonathan Rosenberg
O'Melveny & Myers LLP
contact info
Defendant
Morgan Stanley & Co. LLC
Represented By
Matthew William Close
O'Melveny & Myers LLP
contact info
Jonathan Rosenberg
O'Melveny & Myers LLP
contact info
Defendant
Kieran Harty
Represented By
Caz Hashemi
Wilson Sonsini Goodrich & Rosati
contact info
Defendant
Merrill Lynch, Pierce, Fenner & Smith Inc.
Represented By
Matthew William Close
O'Melveny & Myers LLP
contact info
Jonathan Rosenberg
O'Melveny & Myers LLP
contact info
Movant
Henrik Thorring
Represented By
Kara M Wolke
Glancy Prongay & Murray LLP
contact info
Robert Vincent Prongay
Glancy Prongay & Murray LLP
contact info
Alexa Jean Mullarky
Glancy Prongay And Murray LLP
contact info
Movant
Rustam Mustafin
Represented By
Shimon Yiftach
Bronstein Gewirtz & Grossman
contact info
Alexa Jean Mullarky
Glancy Prongay And Murray LLP
contact info
Movant
Fattorini and Dail
Represented By
Laurence M. Rosen
The Rosen Law Firm, P.A.
contact info
Plaintiff
Lance Tuller
Represented By
Laurence M Rosen
The Rosen Law Firm. P.A.
contact info


Docket last updated: 8 hours ago
Friday, October 06, 2017
17 17 1 pgs order Order Relating Case Fri 10/06 5:32 PM
ORDER RELATING CASES 17-cv-5683-YGR, 17-cv-5684-CRB and 17-cv-5714-WHO. Signed by Judge Yvonne Gonzalez Rogers on 10/6/17. (fs, COURT STAFF) (Filed on 10/6/2017)
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Thursday, October 05, 2017
16 16 order Initial Case Management Scheduling Order SEC Class Action Thu 10/05 2:15 PM
INITIAL CASE MANAGEMENT SCHEDULING ORDER SEC CLASS ACTION This case is assigned to a judge who participates in the Cameras in the Courtroom Pilot Project. See General Order 65 and http://cand.uscourts.gov/cameras Case Management Statement due by 1/2/2018. Initial Case Management Conference set for 1/9/2018 02:00 PM in Courtroom 2, 17th Floor, San Francisco.. Signed by Judge William H. Orrick on 10/5/17.(srnS, COURT STAFF) (Filed on 10/5/2017)
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Att: 1 Notice of Eligibility for Video Recording
15 15 1 pgs order Order Reassigning Case ~Util - Case Assigned/Reassigned Thu 10/05 2:06 PM
ORDER REASSIGNING CASE. Case reassigned to Judge Judge William H. Orrick for all further proceedings. Magistrate Judge Sallie Kim no longer assigned to the case. This case is assigned to a judge who participates in the Cameras in the Courtroom Pilot Project. See General Order 65 and http://cand.uscourts.gov/cameras. Signed by the Executive Committee on 10/5/17.(srnS, COURT STAFF) (Filed on 10/5/2017)
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Att: 1 Notice of Eligibility for Video Recording
Wednesday, October 04, 2017
14 14 motion Relate Case Wed 10/04 4:04 PM
MOTION to Relate Case filed by Ian Halifax, Ken Klein, Tintri, Inc.. (Hashemi, Caz) (Filed on 10/4/2017)
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13 13 order Initial Case Management Scheduling Order with ADR Deadlines Wed 10/04 3:33 PM
Initial Case Management Scheduling Order with ADR Deadlines: Case Management Statement due by 1/1/2018. Initial Case Management Conference set for 1/8/2018 01:30 PM in Courtroom A, 15th Floor, San Francisco. (farS, COURT STAFF) (Filed on 10/4/2017)
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12 12 transfer Case Transferred In - District Transfer Wed 10/04 3:32 PM
Case transferred in from District of California Central; Case Number 2:17-cv-06857. Original file certified copy of transfer order and docket sheet received.
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Tuesday, October 03, 2017
11 11 ORDER TRANSFERRING ACTION9 by Judge Otis D. Wright, II : Case is hereby transferred to USDC Norhern District of California. (MD JS-6. Case Terminated.) (lc)
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10 10 CORPORATE DISCLOSURE STATEMENT AND NOTICE OF INTERESTED PARTIES filed by Defendants Ian Halifax, Ken Klein, Tintri, Inc. (Hashemi, Caz)
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9 9 Joint STIPULATION to Transfer Case to Northern District of California filed by Defendants Ian Halifax, Ken Klein, Tintri, Inc..(Attorney Caz Hashemi added to party Ian Halifax(pty:dft), Attorney Caz Hashemi added to party Ken Klein(pty:dft), Attorney Caz Hashemi added to party Tintri, Inc.(pty:dft))(Hashemi, Caz)
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Att: 1 Proposed Order Transferring Action Pursuant to 28 U.S.C. § 1404(a)
Wednesday, September 20, 2017
8 8 MINUTE ORDER IN CHAMBERS by Judge Otis D Wright, II: This action has been assigned to the calendar of Judge Otis D. Wright II. Counsel are STRONGLY encouraged to review the Central Districts website for additional information. (SEE DOCUMENT FOR SPECIFIC FILING REQUIREMENTS AND INFORMATION; PLEASE refer to Local Rule 79-5 for the submission of CIVIL ONLY SEALED DOCUMENTS. CRIMINAL SEALED DOCUMENTS will remain the same. all proposed sealed documents must be submitted via e-mail to the Judges Chambers email address, EXCLUDING those submitted by pro se parties and IN CAMERA filings, which shall continue to comply with Local Rule 79-5.1. Please refer to the Judges procedures and schedules for detailed instructions for submission of sealed documents (lc) (Entered: 09/20/2017)
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Tuesday, September 19, 2017
7 7 21 DAY Summons issued re Complaint1 as to defendants Ian Halifax, Ken Klein, Tintri, Inc. (esa)
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6 6 NOTICE TO PARTIES OF COURT-DIRECTED ADR PROGRAM filed. (esa)
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5 5 NOTICE OF ASSIGNMENT to District Judge Otis D. Wright, II and Magistrate Judge Frederick F. Mumm. (esa)
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Monday, September 18, 2017
4 4 Request for Clerk to Issue Summons on Complaint (Attorney Civil Case Opening)1 filed by plaintiff Lance Tuller. (Rosen, Laurence)
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3 3 CERTIFICATE of Interested Parties filed by Plaintiff Lance Tuller, (Rosen, Laurence)
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2 2 CIVIL COVER SHEET filed by Plaintiff Lance Tuller. (Rosen, Laurence)
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1 1 COMPLAINT Receipt No: 0973-20520909 - Fee: $400, filed by plaintiff Lance Tuller. (Attorney Laurence M Rosen added to party Lance Tuller(pty:pla))(Rosen, Laurence)
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Att: 1 PSLRA Certification