CATO INSTITUTE v. UNITED STATES SECURITIES AND EXCHANGE COMMISSION et al
| District Of Columbia District Court | |
| Judge: | Amy Berman Jackson |
| Case #: | 1:19-cv-00047 |
| Nature of Suit | 440 Civil Rights - Other Civil Rights |
| Cause | 28:2201 Declaratory Judgment |
| Case Filed: | Jan 09, 2019 |
| Terminated: | Feb 12, 2020 |
| Last checked: Monday Jul 08, 2019 5:58 AM EDT |
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Defendant
JAY CLAYTON
WASHINGTON, DC 20549
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Represented By
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Defendant
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
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Represented By
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Defendant
VANESSA A. COUNTRYMAN
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Represented By
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Plaintiff
CATO INSTITUTE
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Represented By
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| TERMINATED PARTIES | |
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Defendant
BRENT J. FIELDS
Terminated: 05/10/2019
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Represented By
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GPO
Feb 10 2020
MEMORANDUM OPINION. Signed by Judge Amy Berman Jackson on 2/10/2020. (lcabj2) |
| Docket last updated: 11/13/2024 11:59 PM EST |
| Tuesday, September 28, 2021 | ||
| 23 | 23
appeal
USCA Mandate
Tue 09/28 2:31 PM
MANDATE of USCA as to20 Notice of Appeal to DC Circuit Court filed by CATO INSTITUTE ; USCA Case Number 20-5054 (zjf) |
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Att: 1
USCA Judgment
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| Monday, March 16, 2020 | ||
| 22 | 22
notice
Notice (Other)
Mon 03/16 10:59 AM
NOTICE of Plaintiff's Certification of no Transcript by CATO INSTITUTE (McNamara, Robert) |
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appeal
USCA Case Number
Tue 03/17 9:30 AM
USCA Case Number 20-5054 for20 Notice of Appeal to DC Circuit Court filed by CATO INSTITUTE. (zrdj) |
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| Tuesday, March 03, 2020 | ||
| 21 | 21
appeal
Transmission of Notice of Appeal and Docket Sheet to USCA
Tue 03/03 2:55 PM
Transmission of the Notice of Appeal, Order Appealed (Memorandum Opinion), and Docket Sheet to US Court of Appeals. The Court of Appeals fee was paid this date re20 Notice of Appeal to DC Circuit Court. (jf) |
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appeal
Notice of Appeal to DC Circuit
Tue 03/03 12:41 PM
NOTICE OF APPEAL TO DC CIRCUIT COURT as to18 Order on Motion to Dismiss, by CATO INSTITUTE. Filing fee $ 505, receipt number ADCDC-6883747. Fee Status: Fee Paid. Parties have been notified. (McNamara, Robert) |
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| Monday, February 10, 2020 | ||
| 19 | 19
15
pgs
order
Memorandum & Opinion
Mon 02/10 3:14 PM
MEMORANDUM OPINION. Signed by Judge Amy Berman Jackson on 2/10/2020. (lcabj2) |
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| 18 | 18
1
pgs
order
Order on Motion to Dismiss
Mon 02/10 3:13 PM
ORDER. Pursuant to Federal Rules of Civil Procedure 12(b)(1) and 58, and for the reasons stated in the accompanying Memorandum Opinion, it is hereby ORDERED that defendants' motion to dismiss12 is GRANTED. This is a final, appealable order. SO ORDERED. Signed by Judge Amy Berman Jackson on 2/10/2020. (lcabj2) |
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| Wednesday, July 17, 2019 | ||
| 17 | 17
4
pgs
respm
Response to (non-motion) Document
Wed 07/17 11:07 AM
RESPONSE re16 NOTICE OF SUPPLEMENTAL AUTHORITY filed by JAY CLAYTON, VANESSA A. COUNTRYMAN, BRENT J. FIELDS, UNITED STATES SECURITIES AND EXCHANGE COMMISSION. (Ferguson, Matthew) |
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| Friday, July 12, 2019 | ||
| 16 | 16
2
pgs
notice
Notice of Supplemental Authority
Fri 07/12 12:55 PM
NOTICE OF SUPPLEMENTAL AUTHORITY by CATO INSTITUTE(McNamara, Robert) |
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Att: 1
33 pgs
Exhibit 1 - Published Opinion, Overbey v. The Mayor & City Council of Baltimore
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| Friday, June 07, 2019 | ||
| 15 | 15
32
pgs
respm
Reply to opposition to motion
Fri 06/07 3:19 PM
REPLY to opposition to motion re12 MOTION to Dismiss filed by JAY CLAYTON, VANESSA A. COUNTRYMAN, BRENT J. FIELDS, UNITED STATES SECURITIES AND EXCHANGE COMMISSION. (Ferguson, Matthew) |
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| Wednesday, May 29, 2019 | ||
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order
Order on Motion for Extension of Time to File Response/Reply Set/Reset Deadlines
Wed 05/29 4:37 PM
MINUTE ORDER granting14 Motion for Extension of Time. Defendants must file their reply in support of their motion to dismiss12 by June 7, 2019. SO ORDERED. Signed by Judge Amy Berman Jackson on 5/29/2019. (lcabj2) |
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| Tuesday, May 28, 2019 | ||
| 14 | 14
3
pgs
motion
Extension of Time to File Response/Reply
Tue 05/28 4:37 PM
MOTION for Extension of Time to File Response/Reply as to12 MOTION to Dismiss by JAY CLAYTON, VANESSA A. COUNTRYMAN, BRENT J. FIELDS, UNITED STATES SECURITIES AND EXCHANGE COMMISSION(Ferguson, Matthew) |
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Att: 1
1 pgs
Text of Proposed Order
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| Friday, May 24, 2019 | ||
| 13 | 13
26
pgs
respm
Memorandum in opposition to motion
Fri 05/24 11:42 AM
Memorandum in opposition to re12 MOTION to Dismiss filed by CATO INSTITUTE.(McNamara, Robert) |
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Att: 1
1 pgs
Text of Proposed Order Proposed Order Denying Defs.' Motion to Dismiss
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| Friday, May 10, 2019 | ||
| 12 | 12
3
pgs
motion
Dismiss
Fri 05/10 3:53 PM
MOTION to Dismiss by JAY CLAYTON, BRENT J. FIELDS, UNITED STATES SECURITIES AND EXCHANGE COMMISSION(Ferguson, Matthew) |
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Att: 1
40 pgs
Memorandum in Support Memorandum of Points and Authorities in Support of Defendants' Motion to Dimiss,
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Att: 2
6 pgs
Exhibit Ex. 1: SEC v. 1Pool Final Judgment,
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Att: 3
18 pgs
Exhibit Ex. 2: SEC v. 1Pool Motion for Final Judgment and Consent,
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Att: 4
6 pgs
Exhibit Ex. 3: SEC v. NJ Affordable Homes Corp. Judgment,
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Att: 5
7 pgs
Exhibit Ex. 4: SEC v. NJ Affordable Homes Corp. Consent,
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Att: 6
1 pgs
Text of Proposed Order
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| Monday, March 04, 2019 | ||
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order
Order on Motion for Extension of Time to Answer Set/Reset Deadlines
Mon 03/04 6:06 PM
MINUTE ORDER granting9 Motion for Extension of Time to Answer. Defendants must file an answer or otherwise respond to the amended complaint11 by May 10, 2019. SO ORDERED. Signed by Judge Amy Berman Jackson on 3/4/2019. (lcabj2) |
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| Friday, March 01, 2019 | ||
| 11 | 11
18
pgs
cmp
Amended Complaint
Fri 03/01 5:28 PM
AMENDED COMPLAINT FOR DECLARATORY AND INJUNCTIVE RELIEF against JAY CLAYTON, BRENT J. FIELDS, UNITED STATES SECURITIES AND EXCHANGE COMMISSION filed by CATO INSTITUTE.(McNamara, Robert) |
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| 10 | 10
2
pgs
notice
Notice of Appearance
Fri 03/01 12:33 PM
NOTICE of Appearance by Melinda Hardy on behalf of All Defendants (Hardy, Melinda) |
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| 9 | 9
3
pgs
motion
Extension of Time to File Answer
Fri 03/01 12:30 PM
Consent MOTION for Extension of Time to File Answer by JAY CLAYTON, BRENT J. FIELDS, UNITED STATES SECURITIES AND EXCHANGE COMMISSION (Ferguson, Matthew) |
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| 8 | 8
2
pgs
notice
Notice of Appearance
Fri 03/01 12:23 PM
NOTICE of Appearance by Matthew Scott Ferguson on behalf of All Defendants (Ferguson, Matthew) |
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| Monday, February 04, 2019 | ||
| 7 | 7
1
pgs
service
Summons Returned Executed as to Federal Defendant
Mon 02/04 3:20 PM
RETURN OF SERVICE/AFFIDAVIT of Summons and Complaint Executed. JAY CLAYTON served on 1/28/2019; BRENT J. FIELDS served on 1/28/2019; UNITED STATES SECURITIES AND EXCHANGE COMMISSION served on 1/28/2019(Sherman, Paul) |
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Att: 1
1 pgs
Affidavit of Process Server - Jay Clayton (SEC Chairman),
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Att: 2
1 pgs
Affidavit of Process Server - Brent J. Fields (SEC, Secretary)
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| 6 | 6
1
pgs
service
Summons Returned Executed as to U.S. Attorney General
Mon 02/04 3:13 PM
RETURN OF SERVICE/AFFIDAVIT of Summons and Complaint Executed on United States Attorney General. Date of Service Upon United States Attorney General 01/11/2019. (Sherman, Paul) |
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| 5 | 5
1
pgs
service
Summons Returned Executed as to US Attorney
Mon 02/04 3:06 PM
RETURN OF SERVICE/AFFIDAVIT of Summons and Complaint Executed as to the United States Attorney. Date of Service Upon United States Attorney on 1/11/2019. Answer due for ALL FEDERAL DEFENDANTS by 3/12/2019. (Sherman, Paul) |
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| Thursday, January 10, 2019 | ||
| 4 | 4
10
pgs
service
Electronic Summons Issued as to AUSA,USAG
Thu 01/10 8:01 AM
SUMMONS (5) Issued Electronically as to JAY CLAYTON, BRENT J. FIELDS, UNITED STATES SECURITIES AND EXCHANGE COMMISSION, U.S. Attorney and U.S. Attorney General.(zef) |
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Att: 1
2 pgs
Notice and Consent
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utility
Case Assigned/Reassigned
Thu 01/10 7:55 AM
Case Assigned to Judge Amy Berman Jackson. (zef) |
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order
Order on Motion for Leave to Appear Pro Hac Vice
Thu 01/10 4:53 PM
MINUTE ORDER granting3 Motion for Leave of Jaimie N. Cavanaugh to Appear Pro Hac Vice only upon condition that the lawyer admitted, or at least one member of the lawyer's firm, undergo CM/ECF training, obtain a CM/ECF username and password, and agree to file papers electronically. No court papers will be mailed to any lawyer. Signed by Judge Amy Berman Jackson on 1/10/19. (DMK) |
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| Wednesday, January 09, 2019 | ||
| 3 | 3
3
pgs
motion
Appear Pro Hac Vice
Wed 01/09 9:15 AM
MOTION for Leave to Appear Pro Hac Vice :Attorney Name- Jaimie N. Cavanaugh, :Firm- Institute for Justice, :Address- 520 Nicollet Mall, Suite 550, Minneapolis, MN 55402. Phone No. - (612) 435-3451. Fax No. - (612) 435-5875 Filing fee $ 100, receipt number 0090-5877620. Fee Status: Fee Paid. by CATO INSTITUTE(Sherman, Paul) |
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Att: 1
2 pgs
Declaration of Jaimie N. Cavanaugh in Support of Motion for Admission PHV,
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Att: 2
2 pgs
Text of Proposed Order Proposed Order Granting J. Cavanaugh's Admission PHV,
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Att: 3
1 pgs
Certificate of Service
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| 2 | 2
3
pgs
notice
LCvR 26.1 Certificate of Disclosure - Corporate Affiliations/Financial Interests
Wed 01/09 9:04 AM
LCvR 26.1 CERTIFICATE OF DISCLOSURE of Corporate Affiliations and Financial Interests by CATO INSTITUTE (Sherman, Paul) |
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| 1 | 1
14
pgs
cmp
Complaint
Wed 01/09 8:40 AM
COMPLAINT FOR DECLARATORY AND INJUNCTIVE RELIEF against JAY CLAYTON, BRENT J FIELDS, UNITED STATES SECURITIES AND EXCHANGE COMMISSION ( Filing fee $ 400 receipt number 0090-5877568) filed by CATO INSTITUTE.(Sherman, Paul) |
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Att: 1
2 pgs
Civil Cover Sheet,
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Att: 2
2 pgs
Summons (1) U.S. Securities and Exchange Commission,
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Att: 3
2 pgs
Summons (2) Jay Clayton, Chairman,
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Att: 4
2 pgs
Summons (3) Brent J. Fields, Secretary,
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Att: 5
2 pgs
Summons (4) U.S. Attorney D.C.,
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Att: 6
2 pgs
Summons (5) U.S. Attorney General
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