Isozaki v. Resolute Capital Partners LTD et al
| California Northern District Court | |
| Judge: | Yvonne Gonzalez Rogers |
| Case #: | 4:21-cv-00091 |
| Nature of Suit | 850 Other Statutes - Securities/Commodities/Exchange |
| Cause | 15:78m(a) Securities Exchange Act |
| Case Filed: | Jan 06, 2021 |
| Terminated: | Feb 09, 2021 |
| Last checked: Monday Jul 05, 2021 2:28 AM PDT |
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Defendant
Pablo Cortez
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Represented By
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Defendant
Ted Etheredge
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Represented By
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Defendant
Home Bound Financial Group, LP
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Represented By
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Defendant
Homebound Resources, LLC
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Represented By
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Defendant
Homebound, Inc.
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Represented By
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Defendant
Legacy Energy, LLC
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Represented By
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Defendant
Mercury Operating, LLC
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Represented By
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Defendant
Petrorock Mineral Holdings, LLC
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Represented By
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Defendant
Thomas J Powell
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Defendant
Resolute Capital Managers
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Represented By
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Defendant
Resolute Capital Partners LTD
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Represented By
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Defendant
Resolute Energy Capital, LLC
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Represented By
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Defendant
Stefan Toth
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Represented By
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Defendant
Legacy Energy, LLC (Doe 1)
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Represented By
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Plaintiff
Donald Isozaki
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Represented By
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GPO
Jan 08 2021
ORDER DENYING PLAINTIFFS EX PARTE MOTION FOR TEMPORARY RESTRAINING ORDER AND GRANTING REQUEST TO SHORTEN TIME ON MOTION FOR PRELIMINARY INJUNCTION by Judge Yvonne Gonzalez Rogers; denying 6 Ex Parte Application. (fs, COURT STAFF) (Filed on 1/8/2021) |
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GPO
Jan 19 2021
ORDER GRANTING IN PART EX PARTE MOTIONS RE: SCHEDULING ON PRELIMINARY INJUNCTION AND MOTION TO COMPEL ARBITRATION by Judge Yvonne Gonzalez Rogers ;granting in part 19 Ex Parte Application ; granting in part 21 Motion to Stay. (fs, COURT STAFF) (Filed on 1/19/2021) |
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GPO
Feb 09 2021
) (Filed on 2/9/2021)ORDER GRANTING MOTION TO COMPEL ARBITRATION; DENYING MOTION FOR PRELIMINARY INJUNCTION; AND DENYING MOTION TO SEAL by Judge Yvonne Gonzalez Rogers denying 12 Administrative Motion to File Under Seal. This action is dismissed. (fs, COURT STAFF |
| Docket last updated: 04/25/2025 11:59 PM PDT |
| Tuesday, March 09, 2021 | ||
| 39 | 39
misc
Transcript
Tue 03/09 12:19 PM
Transcript of Proceedings held on February 2, 2021, before Judge Yvonne Gonzalez Rogers. Court Reporter Diane E. Skillman, telephone number 925-899-2912, Diane_Skillman@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerk's Office public terminal or may be purchased through the Court Reporter until the deadline for the Release of Transcript Restriction. After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. Release of Transcript Restriction set for 6/7/2021. (Skillman, Diane) |
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| Thursday, February 11, 2021 | ||
| 38 | 38
misc
Transcript Order
Thu 02/11 4:31 PM
TRANSCRIPT ORDER for proceedings held on February 2, 2021 before Judge Yvonne Gonzalez Rogers by Pablo Cortez, Ted Etheredge, Home Bound Financial Group, LP, Homebound Resources, LLC, Homebound, Inc., Legacy Energy, LLC, Legacy Energy, LLC (Doe 1), Mercury Operating, LLC, Petrorock Mineral Holdings, LLC, Resolute Capital Partners LTD, Resolute Energy Capital, LLC, Stefan Toth, for Court Reporter Diane Skillman. (Durrant, John) |
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| Tuesday, February 09, 2021 | ||
| 37 | 37
2
pgs
order
Order on Administrative Motion to File Under Seal
Tue 02/09 12:37 PM
ORDER GRANTING MOTION TO COMPEL ARBITRATION; DENYING MOTION FOR PRELIMINARY INJUNCTION; AND DENYING MOTION TO SEAL by Judge Yvonne Gonzalez Rogers denying 12 Administrative Motion to File Under Seal. This action is dismissed. (fs, COURT STAFF) |
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| Tuesday, February 02, 2021 | ||
| 36 | 36
minutes
Motion Hearing
Tue 02/09 12:18 PM
Minute Entry for proceedings held before Judge Yvonne Gonzalez Rogers: Motion Hearing held on 2/2/2021 re Motion for Preliminary Injunction; and 21 Ex Parte MOTION to Stay Proceedings and Shorten Time for Briefing and Hearing on Motion to Compel Arbitration or, Alternatively, To Dismiss For Improper Venue filed by Pablo Cortez, Home Bound Financial Group, LP, Homebound, Inc., Resolute Capital Partners LTD, Homebound Resources, LLC, Legacy Energy, LLC, Petrorock Mineral Holdings, LLC, Ted Etheredge, Mercury Operating, LLC, Stefan Toth. Total Time in Court: 06 minutes. Court Reporter: Diane Skillman. (fs, COURT STAFF) (Date Filed: 2/2/2021) |
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| Monday, February 01, 2021 | ||
| 35 | 35
oth_evt
Clerk's Notice Setting Zoom Hearing
Mon 02/01 4:38 PM
CLERKS NOTICE SETTING ZOOM HEARING for the Preliminary Injunction Motion and Motion to Compel Hearing set for 2/1/2021 02:00 PM via Zoom Webinar Videoconference before Judge Yvonne Gonzalez Rogers. This proceeding will be held via a Zoom webinar. Webinar Access: All counsel, members of the public, and media may access the webinar information at [LINK:https://www.cand.uscourts.gov/ygr] Plea se click the link below to join webinar (public hearings). If you are a case participant, you will join as an attendee, then you will be brought into the proceeding by court staff. https://cand-uscourts.zoomgov.com/j/1618764848?pwd=bW03Y2NvV0YrK2FQSkxoMXRxOWprQT09 Webinar ID: 161 876 4848 Password: 715550 Local telephone dial-in:US: +1 (669) 254-5252 or +1 (646) 828-7666 General Order 58. Persons granted access to court proceedings held by telephone or videoconference are reminded that photographing, recording, and rebroadcasting of court proceedings, including screenshots or other visual copying of a hearing, is absolutely prohibited. Zoom Guidance and Setup: [LINK:https://www.cand.uscourts.gov/zoom/] . Motions Hearing set for 2/1/2021 02:00 PM via Zoom Webinar Videoconference before Judge Yvonne Gonzalez Rogers. (This is a text-only entry generated by the court. There is no document associated with this entry.) (fs, COURT STAFF) |
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| Wednesday, January 27, 2021 | ||
| 34 | 34
notice
Certificate of Interested Entities, Corporate Disclosure Statement, or Rule 7.1 Disclosures
Wed 01/27 12:36 PM
Certificate of Interested Entities by Pablo Cortez, Ted Etheredge, Home Bound Financial Group, LP, Homebound Resources, LLC, Homebound, Inc., Legacy Energy, LLC, Legacy Energy, LLC (Doe 1), Mercury Operating, LLC, Petrorock Mineral Holdings, LLC, Resolute Capital Partners LTD, Resolute Energy Capital, LLC, Stefan Toth (Durrant, John) |
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| 33 | 33
misc
Stipulation without Proposed Order
Wed 01/27 10:32 AM
STIPULATION re23 Summons Returned Executed,15 Summons Returned Executed,16 Summons Returned Executed,17 Summons Returned Executed,18 Summons Returned Executed,,,11 Summons Returned Executed // STIPULATION TO EXTEND TIME TO RESPOND TO COMPLAINT AND FOR BRIEFING SCHEDULE ON MOTION TO DISMISS // filed by Pablo Cortez, Ted Etheredge, Home Bound Financial Group, LP, Homebound Resources, LLC, Homebound, Inc., Legacy Energy, LLC, Legacy Energy, LLC (Doe 1), Mercury Operating, LLC, Petrorock Mineral Holdings, LLC, Resolute Capital Partners LTD, Resolute Energy Capital, LLC, Stefan Toth. (Durrant, John) |
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| Monday, January 25, 2021 | ||
| 32 | 32
respm
Reply to Opposition/Response
Mon 01/25 5:16 PM
REPLY ///REPLY RE MOTION TO COMPEL ARBITRATION// filed byPablo Cortez, Ted Etheredge, Home Bound Financial Group, LP, Homebound Resources, LLC, Homebound, Inc., Legacy Energy, LLC, Legacy Energy, LLC (Doe 1), Mercury Operating, LLC, Petrorock Mineral Holdings, LLC, Resolute Capital Partners LTD, Resolute Energy Capital, LLC, Stefan Toth. (Durrant, John) |
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| 31 | 31
respm
Reply to Opposition/Response
Mon 01/25 4:21 PM
REPLY in Support of Motion for Preliminary Injunction filed byDonald Isozaki. (Woods, Thomas) |
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| 30 | 30
oth_evt
Clerk's Notice
Mon 01/25 11:15 AM
CLERK'S NOTICE SETTING CASE MANAGEMENT CONFERENCE. Case Management Statement due by 3/8/2021. Initial Case Management Conference set for Monday, 3/15/2021 02:00 PM via Zoom Webinar Videoconference. Zoom link information will be posted on the docket in advance of the hearing. Zoom link information is also on the Judge's page on the court website www.cand.uscourts.gov/judges/gonzalez-rogers-yvonne-ygr/ (fs, COURT STAFF) |
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Att: 1
Standing Order
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| Friday, January 22, 2021 | ||
| 29 | 29
service
Certificate/Proof of Service
Fri 01/22 12:03 PM
CERTIFICATE OF SERVICE by Donald Isozaki re13 Supplemental Brief,12 Administrative Motion to File Under Seal (Woods, Thomas) |
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| Tuesday, January 19, 2021 | ||
| 28 | 28
1
pgs
order
Order on Motion for Pro Hac Vice
Tue 01/19 6:06 PM
ORDER by Judge Yvonne Gonzalez Rogers granting 10 Motion for Pro Hac Vice as to Chaunceton Bird. (fs, COURT STAFF) |
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| 27 | 27
notice
Notice (Other)
Tue 01/19 4:23 PM
NOTICE by Donald Isozaki re26 Order on Ex Parte Application,, Order on Motion to Stay, re Service of Process on Thomas J. Powell re Pltf's Motion for Preliminary Injunction (Woods, Thomas) |
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| 26 | 26
2
pgs
order
Order on Ex Parte Application Order on Motion to Stay
Tue 01/19 1:50 PM
ORDER GRANTING IN PART EX PARTE MOTIONS RE: SCHEDULING ON PRELIMINARY INJUNCTION AND MOTION TO COMPEL ARBITRATION by Judge Yvonne Gonzalez Rogers ;granting in part 19 Ex Parte Application ; granting in part 21 Motion to Stay. (fs, COURT STAFF) |
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utility
Set Motion and Deadlines/Hearings
Tue 01/19 2:13 PM
Set/Reset Deadlines as to Motion to Compel Hearing set for 2/2/2021 02:00 PM via Zoom Webinar Videoconference before Judge Yvonne Gonzalez Rogers. (fs, COURT STAFF) |
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| Monday, January 18, 2021 | ||
| 25 | 25
respm
Opposition/Response to Motion
Mon 01/18 8:05 PM
OPPOSITION/RESPONSE // Opposition to Motion for Preliminary Injunction filed byPablo Cortez, Ted Etheredge, Home Bound Financial Group, LP, Homebound Resources, LLC, Homebound, Inc., Legacy Energy, LLC, Mercury Operating, LLC, Petrorock Mineral Holdings, LLC, Resolute Capital Managers, Stefan Toth.(Durrant, John) |
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Att: 1
Declaration of John Durrant,
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Att: 2
Declaration of Jason Kramer
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| Friday, January 15, 2021 | ||
| 24 | 24
respm
Opposition/Response to Motion
Fri 01/15 2:02 PM
OPPOSITION/RESPONSE filed byDonald Isozaki. (Woods, Thomas) |
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| Thursday, January 14, 2021 | ||
| 23 | 23
service
Summons Returned Executed
Thu 01/14 11:54 AM
SUMMONS Returned Executed by Donald Isozaki. Legacy Energy, LLC (Doe 1) served on 1/12/2021, answer due 2/2/2021. (Woods, Thomas) |
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| Wednesday, January 13, 2021 | ||
| 22 | 22
oth_sup
Declaration in Support
Wed 01/13 8:22 PM
Declaration of John Durrant in Support of21 Ex Parte MOTION to Stay Proceedings and Shorten Time for Briefing and Hearing on Motion to Compel Arbitration or, Alternatively, To Dismiss For Improper Venue (Corrected) filed byPablo Cortez, Ted Etheredge, Home Bound Financial Group, LP, Homebound Resources, LLC, Homebound, Inc., Legacy Energy, LLC, Mercury Operating, LLC, Petrorock Mineral Holdings, LLC, Resolute Capital Partners LTD, Stefan Toth. (Durrant, John) |
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| 21 | 21
motion
Stay
Wed 01/13 7:37 PM
Ex Parte MOTION to Stay Proceedings and Shorten Time for Briefing and Hearing on Motion to Compel Arbitration or, Alternatively, To Dismiss For Improper Venue filed by Pablo Cortez, Ted Etheredge, Home Bound Financial Group, LP, Homebound Resources, LLC, Homebound, Inc., Legacy Energy, LLC, Mercury Operating, LLC, Petrorock Mineral Holdings, LLC, Resolute Capital Partners LTD, Stefan Toth. Responses due by 1/27/2021. Replies due by 2/3/2021.(Durrant, John) |
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Att: 1
Proposed Order,
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Att: 2
Declaration Of John Durrant,
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Att: 3
Declaration Of Jason Kramer
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| 20 | 20
notice
Notice of Appearance
Wed 01/13 7:32 PM
NOTICE of Appearance by John Stephen Durrant (Durrant, John) |
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| 19 | 19
motion
Ex Parte Application
Wed 01/13 5:22 PM
Ex Parte Application re9 Order on Ex Parte Application, for Order Extending Certain Deadlines on Motion for Preliminary Injunction filed by Donald Isozaki.(Woods, Thomas) |
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Att: 1
Declaration in Support of Ex Parte,
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Att: 2
Proposed Order,
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Att: 3
Certificate/Proof of Service
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| 18 | 18
service
Summons Returned Executed
Wed 01/13 12:02 PM
SUMMONS Returned Executed by Donald Isozaki. Pablo Cortez served on 1/12/2021, answer due 2/2/2021; Ted Etheredge served on 1/12/2021, answer due 2/2/2021; Home Bound Financial Group, LP served on 1/11/2021, answer due 2/1/2021; Homebound Resources, LLC served on 1/11/2021, answer due 2/1/2021; Homebound, Inc. served on 1/12/2021, answer due 2/2/2021; Mercury Operating, LLC served on 1/11/2021, answer due 2/1/2021; Petrorock Mineral Holdings, LLC served on 1/11/2021, answer due 2/1/2021; Stefan Toth served on 1/12/2021, answer due 2/2/2021.(Woods, Thomas) |
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Att: 1
Summons Returned Executed re Homebound Resources, LLC,
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Att: 2
Summons Returned Executed re Ted Etheredge,
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Att: 3
Summons Returned Executed re Stefan Toth,
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Att: 4
Summons Returned Executed re Pablo Cortez,
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Att: 5
Summons Returned Executed re Mercury Operating, LLC,
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Att: 6
Summons Returned Executed re Homebound, Inc.,
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Att: 7
Summons Returned Executed re Home Bound Financial Group, LP
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| Tuesday, January 12, 2021 | ||
| 17 | 17
service
Summons Returned Executed
Tue 01/12 4:36 PM
SUMMONS Returned Executed by Donald Isozaki. Thomas J Powell served on 1/11/2021, answer due 2/1/2021; Resolute Capital Managers served on 1/11/2021, answer due 2/1/2021.(Woods, Thomas) |
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Att: 1
Summons Returned Executed re Thomas J. Powell
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| 16 | 16
service
Summons Returned Executed
Tue 01/12 3:05 PM
SUMMONS Returned Executed by Donald Isozaki. Resolute Energy Capital, LLC served on 1/11/2021, answer due 2/1/2021. (Woods, Thomas) |
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| 15 | 15
service
Summons Returned Executed
Tue 01/12 2:34 PM
SUMMONS Returned Executed by Donald Isozaki. Legacy Energy, LLC served on 1/11/2021, answer due 2/1/2021. (Woods, Thomas) |
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| 14 | 14
misc
Amended Document (NOT Motion)
Tue 01/12 2:05 PM
AMENDED DOCUMENT by Donald Isozaki. Amendment to1 Complaint Plaintiff's Amendment to Complaint to Substitute the True Name of Doe Defendant (Doe 1) . (Woods, Thomas) |
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| Monday, January 11, 2021 | ||
| 13 | 13
oth_sup
Supplemental Brief
Mon 01/11 6:05 PM
Supplemental Brief re9 Order on Ex Parte Application, filed byDonald Isozaki. (Woods, Thomas) |
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Att: 1
Declaration of Thomas A. Woods ISO Motion for PI
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| 12 | 12
motion
Administrative Motion to File Under Seal
Mon 01/11 5:57 PM
Administrative Motion to File Under Seal filed by Donald Isozaki.(Woods, Thomas) |
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Att: 1
Declaration of Thomas A. Woods,
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Att: 2
Proposed Order,
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Att: 3
Redacted Version of Supplemental Brief ISO Motion for PI,
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Att: 4
Unredacted Version of Supplemental Brief ISO Motion for PI,
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Att: 5
Unredacted Version of Exhibit 1 to Declaration of Thomas A. Woods
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| 11 | 11
service
Summons Returned Executed
Mon 01/11 4:40 PM
SUMMONS Returned Executed by Donald Isozaki. Resolute Capital Partners LTD served on 1/8/2021, answer due 1/29/2021. (Woods, Thomas) |
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| 10 | 10
motion
Pro Hac Vice
Mon 01/11 1:30 PM
MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number 0971-15425906.) filed by Donald Isozaki.(Bird, Chaunceton) |
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Att: 1
Certificate/Proof of Service Certificate of Good Standing
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| Friday, January 08, 2021 | ||
| 9 | 9
2
pgs
order
Order on Ex Parte Application
Fri 01/08 1:17 PM
ORDER DENYING PLAINTIFFS EX PARTE MOTION FOR TEMPORARY RESTRAINING ORDER AND GRANTING REQUEST TO SHORTEN TIME ON MOTION FOR PRELIMINARY INJUNCTION by Judge Yvonne Gonzalez Rogers; denying 6 Ex Parte Application. (fs, COURT STAFF) |
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| 8 | 8
1
pgs
order
Order ~Util - Case Assigned/Reassigned
Fri 01/08 10:05 AM
ORDER, Case Reassigned using a proportionate, random, and blind system pursuant to General Order No. 44 to Judge Yvonne Gonzalez Rogers for all further proceedings. Magistrate Judge Sallie Kim no longer assigned to the case. Notice: The assigned judge participates in the Cameras in the Courtroom Pilot Project. See General Order No. 65 and http://cand.uscourts.gov/cameras.. Signed by The Clerk on 1/8/21.(haS, COURT STAFF) |
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Att: 1
Notice of Eligibility for Video Recording
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| 7 | 7
oth_evt
Clerk's Notice of Impending Reassignment - Text Only
Fri 01/08 8:17 AM
CLERK'S NOTICE OF IMPENDING REASSIGNMENT TO A U.S. DISTRICT COURT JUDGE: The Clerk of this Court will now randomly reassign this case to a District Judge because either (1) a party has not consented to the jurisdiction of a Magistrate Judge, or (2) time is of the essence in deciding a pending judicial action for which the necessary consents to Magistrate Judge jurisdiction have not been secured. You will be informed by separate notice of the district judge to whom this case is reassigned. ALL HEARING DATES PRESENTLY SCHEDULED BEFORE THE CURRENT MAGISTRATE JUDGE ARE VACATED AND SHOULD BE RE-NOTICED FOR HEARING BEFORE THE JUDGE TO WHOM THIS CASE IS REASSIGNED. This is a text only docket entry; there is no document associated with this notice. (mklS, COURT STAFF) |
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utility
Set Motion and Deadlines/Hearings
Fri 01/08 1:25 PM
Set/Reset Deadlines as to additional briefing for Motion for Preliminary Injunction filed 1/11/2021; Response due by 1/18/2021. Reply due by 1/20/2021. Motion for Preliminary Injunction Hearing set for 1/26/2021 02:00 PM via Zoom Webinar Videoconference before Judge Yvonne Gonzalez Rogers. (fs, COURT STAFF) |
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| Thursday, January 07, 2021 | ||
| 6 | 6
Ex Parte Application for Temporary Restraining Order and OSC re: Motion for Preliminary Injunction filed by Donald Isozaki.(Woods, Thomas)
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Att: 1
Declaration of Donald Isozaki in Support Thereof,
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Att: 2
Proposed Order
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| 5 | 5
Summons Issued as to Pablo Cortez, Ted Etheredge, Home Bound Financial Group, LP, Homebound Resources, LLC, Homebound, Inc., Legacy Energy, LLC, Mercury Operating, LLC, Petrorock Mineral Holdings, LLC, Thomas J Powell, Resolute Capital Managers, Resolute Capital Partners LTD, Resolute Energy Capital, LLC, Stefan Toth. (mclS, COURT STAFF)
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| 4 | 4
Initial Case Management Scheduling Order with ADR Deadlines: Case Management Statement due by 4/5/2021. Initial Case Management Conference set for 4/12/2021 01:30 PM. (mclS, COURT STAFF)
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| 3 | 3 Case assigned to Magistrate Judge Sallie Kim. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening. Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. Consent/Declination due by 1/21/2021. (anjS, COURT STAFF) | |
| Wednesday, January 06, 2021 | ||
| 2 | 2
Proposed Summons. (Woods, Thomas)
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| 1 | 1
20
pgs
COMPLAINT against All Defendants ( Filing fee $ 402, receipt number 0971-15407919.). Filed byDonald Isozaki.(Woods, Thomas)
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Att: 1
Civil Cover Sheet
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