Dalton v. Robinhood Securities, LLC et al
Consolidated
Lead case: 1:21-md-02989
Lead case: 1:21-md-02989
| Florida Southern District Court | |
| Judge: | Cecilia M Altonaga |
| Case #: | 1:21-cv-21311 |
| Nature of Suit | 190 Contract - Other Contract |
| Cause | 15:0077 Securities Fraud |
| Case Filed: | Apr 06, 2021 |
| Terminated: | Apr 07, 2021 |
| Case in other court: | California Northern, 4:21-cv-00697 |
| Last checked: Sunday Oct 03, 2021 5:31 AM EDT |
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Defendant
ROBINHOOD MARKETS INC
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Represented By
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Defendant
ROBINHOOD SECURITIES LLC
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Represented By
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Defendant
Robinhood Financial LLC
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Represented By
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Plaintiff
Christian A. Dalton
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Represented By
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| Docket last updated: 03/03/2025 11:59 PM EST |
| Wednesday, April 07, 2021 | ||
| 32 | 32
order
Administrative Order
Wed 04/07 1:22 PM
SECOND ORDER OF CONSOLIDATION AND ADMINISTRATIVE CLOSE-OUT. Signed by Judge Cecilia M. Altonaga on 4/7/2021. See attached document for full details. (mc) |
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transfer
MDL Tag-Along/Transfer In Case Receipt
Wed 04/07 11:50 AM
MDL Transfer In Case Receipt from Northern District of California. Case Number 4:21-cv-00697 with documents 1-28. Assigned FLSD Case Number 1:21-cv-21311-CMA on 4/6/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) |
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| Tuesday, April 06, 2021 | ||
| 30 | 30 Clerks Notice of Judge Assignment to Judge Cecilia M. Altonaga. (mc) | |
| 29 | 29
transfer
Case Transferred In - District Transfer - CV - NO FEE
Tue 04/06 3:18 PM
Case transferred in from California Northern; Case Number 4:21-cv-00697. Electronic file including transfer order and docket sheet received. .(mc) |
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order
Clerk's Notice of Judge Assignment and Optional Consent
Tue 04/06 3:20 PM
Clerks Notice of Judge Assignment to Judge Cecilia M. Altonaga. (mc) |
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| Friday, April 02, 2021 | ||
| 28 | 28
MDL TRANSFER ORDER NO. 2989: Transferring case to the U.S.District Court, Southern District of Florida (Miami). Signed by The Judicial Panel onMultidistrict Litigation, on 04/02/2021.(jlmS, COURT STAFF)
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Att: 1
MDL Clerk's Letter re Transmission of Cases Pursuant to MDL No. 2989
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| Case electronically transferred to the U.S. District Court, Southern District of Florida (Miami). Counsel notified. (jlmS, COURT STAFF) | ||
| Monday, March 22, 2021 | ||
| 27 | 27 CLERK'S NOTICE SETTING CASE MANAGEMENT CONFERENCE. Notice is hereby given that a Case Management Conference has been set for May 18, 2021, before Judge Haywood S. Gilliam, Jr., at 2:00 p.m. Case Management Statement due by May 11th. Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. (This is a text-only entry generated by the court. There is no document associated with this entry.) (ndrS, COURT STAFF) Modified on 3/22/2021 to remove location(ndrS, COURT STAFF). | |
| Thursday, March 11, 2021 | ||
| 26 | 26
Certificate of Interested Entities by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC identifying Corporate Parent Robinhood Markets, Inc., Other Affiliate Index Ventures, Other Affiliate Robinhood Financial LLC, Other Affiliate Robinhood Securities, LLC, Other Affiliate Baiju Bhatt, Other Affiliate Vladimir Tenev for Robinhood Markets, Inc.. (Wisoff, Carl)
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| Wednesday, March 10, 2021 | ||
| 25 | 25
STIPULATION to Extend Deadline to Move or Otherwise Respond to Plaintiff's First Amended Complaint filed by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC, and Christian A. Dalton. (Wisoff, Carl) Modified on 3/11/2021 (bnsS, COURT STAFF).
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| 24 | 24
NOTICE of Appearance by Eric D. Monek Anderson (Monek Anderson, Eric)
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| 23 | 23
NOTICE of Appearance by Carl Brandon Wisoff (Wisoff, Carl)
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| 22 | 22
ORDER REASSIGNING CASE. Case reassigned using a proportionate, random, and blind system pursuant to General Order No. 44 to Judge Haywood S Gilliam, Jr for all further proceedings. Magistrate Judge Laurel Beeler no longer assigned to case,. Signed by Clerk on 03/10/2021. (mbcS, COURT STAFF)
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| 21 | 21 CLERK'S NOTICE OF IMPENDING REASSIGNMENT TO A U.S. DISTRICT COURT JUDGE: The Clerk of this Court will now randomly reassign this case to a District Judge because either (1) a party has not consented to the jurisdiction of a Magistrate Judge, or (2) time is of the essence in deciding a pending judicial action for which the necessary consents to Magistrate Judge jurisdiction have not been secured. You will be informed by separate notice of the district judge to whom this case is reassigned. ALL HEARING DATES PRESENTLY SCHEDULED BEFORE THE CURRENT MAGISTRATE JUDGE ARE VACATED AND SHOULD BE RE-NOTICED FOR HEARING BEFORE THE JUDGE TO WHOM THIS CASE IS REASSIGNED. This is a text only docket entry; there is no document associated with this notice. (ejkS, COURT STAFF) | |
| Monday, March 08, 2021 | ||
| 20 | 20
ORDER RELATING CASES. The parties agree that the cases should be related. (ECF Nos. 9, 14.) The cases are related because they concern substantially the same parties, property, transaction or event, and it appears likely that there will be an unduly burdensome duplication of labor and expense or conflicting results if the cases are conducted before different judges. Civ. L. R. 3-12(a). The attached order relates the cases. There is also the issue of consent: the court needs consent from all parties before it can address the cases on their merits. Williams v. King, 875 F.3d 500, 50305 (9th Cir. 2017). There have been declinations in some of the related cases, and they have been reassigned to district judges. The defendants in those cases have the option of consenting to the magistrate jurisdiction. N.D. Cal. Gen. Order 44(E)(4); N.D. Cal. Local R. 73-1(b). The plaintiff here has not consented either. The court asks the parties to confer on the issue of consent in three business days. Any party is free to withhold consent to proceed before a magistrate judge without adverse substantive consequences. The effect of this related-case order will be that the case will be reassigned absent consent of the parties to the undersigneds jurisdiction. The court also apologizes for the late response to the motion: it did not hit the court's radar until relatively recently, and it took some time to look at the related cases.
Signed by Judge Laurel Beeler on 03/05/2021. (ejkS, COURT STAFF)
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| Case Reassigned to Magistrate Judge Laurel Beeler. Magistrate Judge Kandis A. Westmore no longer assigned to the case. Related Case. (mbcS, COURT STAFF) | ||
| Wednesday, March 03, 2021 | ||
| 19 | 19
CONSENT/DECLINATION to Proceed Before a US Magistrate Judge by Christian A. Dalton.. (Koncius, Jeffrey)
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| Wednesday, February 24, 2021 | ||
| [LINK:Electronic filing error] . Incorrect case number. Please ensure that all documents filed have the case number 4 :21-cv-00697-KAW. No further action is nece ssary.Re:17 Amended Complaint, filed by Christian A. Dalton,18 Declaration in Support, filed by Christian A. Dalton (anjS, COURT STAFF) | ||
| Tuesday, February 23, 2021 | ||
| 18 | 18
Declaration of Christian A. Dalton in Support of17 Amended Complaint (Declaration of Plaintiff Christian A. Dalton Pursuant to California Civil Code Section 1780(d)) filed byChristian A. Dalton. (Koncius, Jeffrey)
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| 17 | 17
FIRST AMENDED CLASS ACTION COMPLAINT; Jury Trial Demanded against Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. Filed by Christian A. Dalton. (Koncius, Jeffrey) Modified on 2/24/2021 (anjS, COURT STAFF). Modified on 3/9/2021 (gbaS, COURT STAFF).
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| Thursday, February 18, 2021 | ||
| CORRECTED Time: Initial Case Management Conference set for 5/4/2021 11:00 AM. (dtmS, COURT STAFF) | ||
| Wednesday, February 17, 2021 | ||
| 16 | 16
CLERK'S NOTICE TO PLAINTIFF Re: Consent or Declination: Plaintiff shall file a consent or declination to proceed before a magistrate judge. Note that any party is free to withhold consent to proceed before a magistrate judge without adverse substantive consequences. The forms are available at: http://cand.uscourts.gov/civilforms. Consent/Declination due by 3/3/2021. (dtmS, COURT STAFF)
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| Wednesday, February 10, 2021 | ||
| 15 | 15
NOTICE of Appearance by Paul R. Kiesel (Kiesel, Paul)
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| 14 | 14
NOTICE of Appearance by Jeffrey Alan Koncius (Koncius, Jeffrey)
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| 13 | 13
NOTICE of Appearance by Cherisse Heidi Alcantara Cleofe (Cleofe, Cherisse Heidi)
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| [LINK:Electronic filing error] . NOTICE TO COUNSEL: Counsel must file their own Notice of Appearance using their own ECF Profiles to appear on the docket. Please re-file in its ent irety. Re:12 Notice of Appearance filed by Christian A. Dalton (anjS, COURT STAFF) | ||
| Tuesday, February 09, 2021 | ||
| 12 | 12
NOTICE of Appearance by Jeffrey Alan Koncius (Koncius, Jeffrey)
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| Friday, February 05, 2021 | ||
| 11 | 11
WAIVER OF SERVICE Returned Executed filed by Christian A. Dalton. Service waived by Robinhood Securities, LLC waiver sent on 2/2/2021, answer due 4/5/2021. (Dalton, Richard)
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| 10 | 10
WAIVER OF SERVICE Returned Executed filed by Christian A. Dalton. Service waived by Robinhood Markets, Inc. waiver sent on 2/2/2021, answer due 4/5/2021. (Dalton, Richard)
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| 9 | 9
WAIVER OF SERVICE Returned Executed filed by Christian A. Dalton. Service waived by Robinhood Financial LLC waiver sent on 2/2/2021, answer due 4/5/2021. (Dalton, Richard)
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| Monday, February 01, 2021 | ||
| 8 | 8
Summons Issued as to Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. (anjS, COURT STAFF)
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| Friday, January 29, 2021 | ||
| 7 | 7
Civil Cover Sheet by Christian A. Dalton . (Dalton, Richard)
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| 6 | 6
Proposed Summons. (Dalton, Richard)
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| 5 | 5
Initial Case Management Scheduling Order with ADR Deadlines: Case Management Statement due by 4/27/2021. Initial Case Management Conference set for 5/4/2021 01:30 PM in Oakland, - To be determined. (anjS, COURT STAFF)
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| 4 | 4 Case assigned to Magistrate Judge Kandis A. Westmore. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening. Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. Consent/Declination due by 2/12/2021. (mbcS, COURT STAFF) | |
| 3 | 3
Certificate of Interested Entities by Christian A. Dalton (Dalton, Richard)
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| 2 | 2
Civil Cover Sheet by Christian A. Dalton . (Dalton, Richard)
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| [LINK:Electronic filing error] . Please resubmit Civil Cover Sheet. Use October 2020 version which can be downloaded from https://www.cand.uscourts.gov/. No judge assignment will be made until the document is e-filed. Submit your document using Civil Events > Other Filings > Other Documents > Civil Cover Sheet Re:1 Complaint filed by Christian A. Dalton (mbcS, COURT STAFF) | ||
| [LINK:Electronic filing error] . Incorrect event used. The correct event is Proposed Summons. The summons should NOT be filed as an attachment to the Complaint. The correct event can be found at Civil Events > Other Filings > Other Documents > Proposed Summons. Please re-file the proposed summons using the instructions above. Re:1 Complaint, filed by Christian A. Dalton (anjS, COURT STAFF) | ||
| Thursday, January 28, 2021 | ||
| 1 | 1
COMPLAINT with Jury Demand against All Defendants ( Filing fee $ 402, receipt number 0971-15506915). Filed by Christian A. Dalton.(Dalton, Richard) Modified on 1/29/2021 (anjS, COURT STAFF).
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Att: 1
Civil Cover Sheet,
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Att: 2
Summons
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