California Central District Court
Judge:Mark C Scarsi
Referred: Brianna Fuller Mircheff
Case #: 2:21-cv-07405
Nature of Suit385 Torts - Personal Property - Property Damage Product Liability
Cause15:77 Securities Fraud
Case Filed:Sep 15, 2021
Last checked: Monday Mar 14, 2022 2:07 AM PDT
Consol Plaintiff
Stephen J. Gambino
Represented By
Jennifer Pafiti
Pomerantz LLP
contact info
Defendant
BofA Securities, Inc.
Represented By
Daniel H R Laguardia
Shearman And Sterling LLP
contact info
Defendant
William Blair and Company, L.L.C.
Represented By
Daniel H R Laguardia
Shearman And Sterling LLP
contact info
Defendant
Samuel A. Ramirez and Company, Inc.
Represented By
Daniel H R Laguardia
Shearman And Sterling LLP
contact info
Defendant
Morgan Stanley and Co. LLC
Represented By
Daniel H R Laguardia
Shearman And Sterling LLP
contact info
Defendant
C.L. King and Associates, Inc.
Represented By
Daniel H R Laguardia
Shearman And Sterling LLP
contact info
Defendant
Jessica Warren
Represented By
Koji F Fukumura
Cooley LLP
contact info
Michael C Tu
Cooley LLP
contact info
Defendant
Nikolaos Vlahos
Represented By
Koji F Fukumura
Cooley LLP
contact info
Michael C Tu
Cooley LLP
contact info
Defendant
The Honest Company, Inc.
Represented By
Koji F Fukumura
Cooley LLP
contact info
Michael C Tu
Cooley LLP
contact info
Defendant
Telsey Advisory Group LLC
Represented By
Daniel H R Laguardia
Shearman And Sterling LLP
contact info
Defendant
Avik Pramanik
Represented By
Koji F Fukumura
Cooley LLP
contact info
Michael C Tu
Cooley LLP
contact info
Defendant
Penserra Securities LLC
Represented By
Daniel H R Laguardia
Shearman And Sterling LLP
contact info
Defendant
Loop Capital Markets LLC
Represented By
Daniel H R Laguardia
Shearman And Sterling LLP
contact info
Defendant
Jeremy Liew
Represented By
Koji F Fukumura
Cooley LLP
contact info
Michael C Tu
Cooley LLP
contact info
Defendant
Eric Liaw
Represented By
Koji F Fukumura
Cooley LLP
contact info
Michael C Tu
Cooley LLP
contact info
Defendant
Kelly Kennedy
Represented By
Koji F Fukumura
Cooley LLP
contact info
Michael C Tu
Cooley LLP
contact info
Defendant
Jefferies LLC
Represented By
Daniel H R Laguardia
Shearman And Sterling LLP
contact info
Defendant
J.P. Morgan Securities LLC
Represented By
Daniel H R Laguardia
Shearman And Sterling LLP
contact info
Defendant
Guggenheim Securities, LLC
Represented By
Daniel H R Laguardia
Shearman And Sterling LLP
contact info
Defendant
Scott Dahnke
Represented By
Koji F Fukumura
Cooley LLP
contact info
Michael C Tu
Cooley LLP
contact info
Defendant
Citigroup Global Markets, Inc.
Represented By
Daniel H R Laguardia
Shearman And Sterling LLP
contact info
Defendant
Katie Bayne
Represented By
Koji F Fukumura
Cooley LLP
contact info
Michael C Tu
Cooley LLP
contact info
Movant
Kathie Ng
Represented By
David Jacob Schwartz
Labaton Sucharow LLP
contact info
David Bricker
Thornton Law Firm LLP
contact info
Francis P. McConville
Labaton Sucharow LLP
contact info
Jonathan Gardner
Labaton Sucharow LLP
contact info
Alfred L. Fatale, III
Labaton Sucharow LLP
contact info
Lisa Marie Strejlau
Labaton Sucharow LLP
contact info
Movant
Mike Wang
Represented By
Laurence M Rosen
Rosen Law Firm PA
contact info
Plaintiff
Cody Dixon
Represented By
Charles Henry Linehan
Glancy Prongay And Murray LLP
contact info
Robert Vincent Prongay
Glancy Prongay And Murray LLP
contact info
Pavithra Rajesh
Glancy Prongay And Murray LLP
contact info


Docket last updated: 06/24/2024 11:59 PM PDT
Monday, June 24, 2024
255 255 notice Notice of Appearance or Withdrawal of Counsel (G-123) Mon 06/24 2:44 PM
Notice of Appearance or Withdrawal of Counsel: for attorney Zaneta J Kim counsel for Defendants Katie Bayne, Scott Dahnke, Kelly Kennedy, Eric Liaw, Jeremy Liew, Avik Pramanik, The Honest Company, Inc., Nikolaos Vlahos, Jessica Warren. Zaneta Kim is no longer counsel of record for the aforementioned party in this case for the reason indicated in the G-123 Notice. Filed by Defendants Katie Bayne, Scott Dahnke, Kelly Kennedy, Eric Liaw, Jeremy Liew, Avik Pramanik, The Honest Company, Inc., Nikolaos Vlahos, Jessica Warren. (Kim, Zaneta)
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254 254 order Minutes of In Chambers Order/Directive - no proceeding held Mon 06/24 12:21 PM
MINUTE ORDER IN CHAMBERS by Judge Mark C. Scarsi. ORDER RE: STIPULATIONS TO AMEND252 ,253 . Lead Plaintiff and the Catterton Defendants stipulate to an amendment of the Catterton Defendants' answer to the second amended complaint, (Stip. to Amend Catterton Defs.' Answer, ECF No. 252), and Lead Plaintiff and the Honest Defendants stipulate to an amendment of the Honest Defendants' answer to the second amended complaint, (Stip. to Amend Honest Defs.' Answer, ECF No. 253). Pursuant to Federal Rule of Civil Procedure 15(a), the stipulations are granted notwithstanding the parties ' failure to comply with Local Rule 15-1. The stipulating defendants shall file amended answers consistent with the proposed amendments following Local Rule 15-1. (lc)
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Friday, June 21, 2024
253 253 stip Amend/Correct Fri 06/21 2:26 PM
Joint STIPULATION to Amend Honest Defendants' Answer to Complaint (Attorney Civil Case Opening)231 filed by Lead Plaintiff Kathie Ng.(Fatale, Alfred)
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Att: 1 Proposed Order
252 252 stip Amend/Correct Fri 06/21 2:11 PM
Joint STIPULATION to Amend Catterton Defendants' Answer to Complaint (Attorney Civil Case Opening),232 filed by Lead Plaintiff Kathie Ng.(Fatale, Alfred)
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Att: 1 Proposed Order
251 251 order Response By Court to Notice of Deficiencies (G-112B) - optional html form Fri 06/21 11:47 AM
RESPONSE BY THE COURT TO NOTICE TO FILER OF DEFICIENCIES IN FILED DOCUMENT RE: Stipulation to Amend/Correct247 and Stipulation to Amend/Correct249 by Judge Mark C. Scarsi. The documents are stricken. (smo)
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250 250 notice Deficiency in Filed Documents (G-112A) - optional html form Fri 06/21 11:20 AM
NOTICE TO FILER OF DEFICIENCIES in Electronic Filed Document RE: Stipulation to "Amed" Answer247 , Stipulation to "Amed" Answer249 . The following error(s) was/were found: Proposed document was not submitted or was not submitted as a separate attachment. Missing proposed order which should have been submitted as a SEPARATE ATTACHMENT. Each stipulation was in regards to a specific defendant ( missing in the docket text). Each stipulation was MISSING Local Rule 5-4.3.4(a)(2)(i) ATTESTATION of signatories. In response to this notice, the Court may: (1) order an amended or correct document to be filed; (2) order the document stricken; or (3) take other action as the Court deems appropriate. You need not take any action in response to this notice unless and until the Court directs you to do so. (lc)
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Thursday, June 20, 2024
249 249 stip Amend/Correct Thu 06/20 3:19 PM
Joint STIPULATION to Amed Answer to Complaint (Attorney Civil Case Opening),232 filed by Lead Plaintiff Kathie Ng.(Fatale, Alfred)
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248 248 textonly Generic Text Only Entry Thu 06/20 3:16 PM
TEXT ONLY ENTRY (IN CHAMBERS) ORDER LIFTING STAY (ECF No. 151). The Catterton Defendants entered a responsive pleading to the Consolidated Complaint, (ECF No.232 ). The Court subsequently entered a new case schedule, (ECF No.243 ). Thus, the Court lifts the stay. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (smo)
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247 247 stip Amend/Correct Thu 06/20 1:56 PM
Joint STIPULATION to Amed Answer to Complaint (Attorney Civil Case Opening)231 filed by Lead Plaintiff Kathie Ng.(Fatale, Alfred)
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Monday, June 17, 2024
246 246 textonly Text Only Bounced Notice of Electronic Filing E-mail Mon 06/17 1:54 AM
Notice of Electronic Filing re Pretrial-Trial Scheduling Order - form only243 e-mailed to mctu@cooley.com bounced due to Michael Tu is no longer with the Firm.. The primary e-mail address associated with the attorney record has been deleted. Pursuant to Local Rules it is the attorneys obligation to maintain all personal contact information including e-mail address in the CM/ECF system. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (rolm)
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