U.S. Securities and Exchange Commission v. Joublin

New York Southern District Court
Judge:Victor Marrero
Case #: 1:22-cv-04397
Nature of Suit850 Other Statutes - Securities/Commodities/Exchange
Cause15:78m(a) Securities Exchange Act
Case Filed:May 27, 2022
Terminated:Jun 02, 2022
Last checked: Wednesday Nov 23, 2022 4:00 AM EST
Defendant
Hugues Pierre Joublin
Plaintiff
U.S. Securities and Exchange Commission
Represented By
Christopher Reynolds Kelly
United States Securities And Exchange Commission (pa)
contact info


Docket last updated: 10 hours ago
Thursday, June 02, 2022
8 8 order Judgment Thu 06/02 2:07 PM
FINAL JUDGMENT AS TO DEFENDANT HUGUES PIERRE JOUBLIN: IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Defendant is permanently restrained and enjoined from violating, directly or indirectly, Section 10(b) of the Securities Exchange Act of 1934 (the "Exchange Act") [15 U.S.C. § 78j(b)] and Rule 10b-5 promulgated thereunder [17 C.F.R. § 240.10b-5], by using any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, in connection with the purchase or sale of any security: IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant is liable for disgorgement of $4,995, representing net profits gained as a result of the conduct alleged in the Complaint, together with prejudgment interest thereon in the amount of $619.36. The Court finds that sending the disgorged funds to the United States Treasury, as ordered below, is consistent with equitable principles. The Court further imposes a civil penalty in the amount of $4,995 pursuant to Section 21A(a) of the Exchange Act [15 U.S.C. § 78u-1(a)]. Defendant shall satisfy these obligations by paying $10,609.36 to the Securities and Exchange Commission within 30 days after entry of this Final Judgment. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that this Court shall retain jurisdiction of this matter for the purposes of enforcing the terms of this Final Judgment. (And as further set forth herein.) (Signed by Judge Victor Marrero on 6/2/2022) (jca) Transmission to Finance Unit (Cashiers)
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7 7 misc Proposed Judgment Thu 06/02 10:54 AM
PROPOSED JUDGMENT. Document filed by U.S. Securities and Exchange Commission..(Kelly, Christopher)
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misc Notice to Attorney to Re-File Document - Event Type Error Thu 06/02 8:58 AM
***NOTICE TO ATTORNEY TO RE-FILE DOCUMENT - EVENT TYPE ERROR. Notice to Attorney Christopher Kelly to RE-FILE Document 6 Proposed Order. Use the event type Proposed Orders, Proposed Judgment. Please add the case number to the document. (km)
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Wednesday, June 01, 2022
6 6 misc Proposed Order Wed 06/01 5:19 PM
PROPOSED ORDER. Document filed by U.S. Securities and Exchange Commission. Related Document Number:5 ..(Kelly, Christopher)
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5 5 misc Letter Wed 06/01 5:03 PM
LETTER addressed to Judge Victor Marrero from Christopher R. Kelly dated June 1, 2022 re: Approval of Parties' proposed Consent Judgment. Document filed by U.S. Securities and Exchange Commission..(Kelly, Christopher)
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Att: 1 Exhibit CONSENT OF DEFENDANT HUGUES PIERRE JOUBLIN
Tuesday, May 31, 2022
4 4 service Summons Issued Tue 05/31 12:59 PM
ELECTRONIC SUMMONS ISSUED as to Hugues Pierre Joublin..(sj)
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notice Case Opening Initial Assignment Notice Tue 05/31 12:56 PM
CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Victor Marrero. Please download and review the Individual Practices of the assigned District Judge, located at[LINK:https://nysd.uscourts.gov/judges/district-judges] . Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at[LINK:https://nysd.uscourts.gov/rules/ecf-related-instructions] ..(sj)
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utility Case Designation Tue 05/31 12:57 PM
Magistrate Judge Ona T. Wang is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link:[LINK:https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf] . (sj)
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utility Case Designated ECF Tue 05/31 12:57 PM
Case Designated ECF. (sj)
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Friday, May 27, 2022
3 3 service Request for Issuance of Summons Fri 05/27 3:18 PM
REQUEST FOR ISSUANCE OF SUMMONS as to Hugues Pierre Joublin, re:1 Complaint. Document filed by U.S. Securities and Exchange Commission..(Kelly, Christopher)
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2 2 misc Civil Cover Sheet Fri 05/27 2:52 PM
CIVIL COVER SHEET filed..(Kelly, Christopher)
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1 1 10 pgs cmp Complaint Fri 05/27 2:44 PM
COMPLAINT against Hugues Pierre Joublin. Document filed by U.S. Securities and Exchange Commission..(Kelly, Christopher)
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