Albert v. Securities & Exchange Commission et al
| Maryland District Court | |
| Judge: | Julie Rebecca Rubin |
| Case #: | 1:24-cv-03548 |
| Nature of Suit | 850 Other Statutes - Securities/Commodities/Exchange |
| Cause | 28:1331 Fed. Question: Securities Violation |
| Case Filed: | Dec 09, 2024 |
| Last checked: Monday Dec 09, 2024 4:14 PM EST |
|
Defendant
John Brda
|
|
|
Defendant
Charles Schwab & Co., Inc.
|
|
|
Defendant
Robert W Cook
|
|
|
Defendant
Depository Trust & Clearing Corporation
|
|
|
Defendant
Equiniti Trust Company
|
|
|
Defendant
Financial Industry Regulatory Authority
|
|
|
Defendant
GTS Securities LLC.
|
|
|
Defendant
Gary Gensler
|
|
|
Defendant
Gregory McCabe
|
|
|
Defendant
Next Bridge Hydrocarbons, Inc.
|
|
|
Defendant
Ari Rubenstein
|
|
|
Defendant
Securities & Exchange Commission
|
|
|
Plaintiff
Tracy Albert
8911 Griffin Way
Pikesville, MD 21208 |
| Docket last updated: 12/20/2024 11:59 PM EST |
| Friday, December 13, 2024 | ||
| 5 | 5
service
Summons Issued
Fri 12/13 9:29 AM
Summons Issued 21 days as to John Brda, Charles Schwab & Co., Inc., Robert W Cook, Depository Trust & Clearing Corporation, Equiniti Trust Company, Financial Industry Regulatory Authority, GTS Securities LLC., Gary Gensler, Gregory McCabe, Next Bridge Hydrocarbons, Inc., Ari Rubenstein, Securities & Exchange Commission.(kb3s, Deputy Clerk) |
|
| 4 | 4
3
pgs
order
Order
Fri 12/13 9:05 AM
ORDER Directing The Clerk to TAKE ALL NECESSARY STEPS to issue summons and to return summons to Plaintiff. Signed by Judge Julie Rebecca Rubin on 12/13/2024. (kb3s, Deputy Clerk)(copy of order and summons mailed to 12.13.24) |
|
| Tuesday, December 10, 2024 | ||
| 3 | 3
corresp
Miscellaneous
Tue 12/10 1:33 PM
Correspondence from Tracy Albert re: Amending Case (kb3s, Deputy Clerk) |
|
| Monday, December 09, 2024 | ||
| 2 | 2
misc
New Case Notification Letter
Mon 12/09 4:18 PM
New Case Notification Letter sent to Tracy Albert. (c/m to P 12/9/24 - av4s, Deputy Clerk) |
|
| 1 | 1
75
pgs
cmp
Complaint
Mon 12/09 3:52 PM
COMPLAINT against John Brda, Charles Schwab & Co., Inc., Robert W Cook, Depository Trust & Clearing Corporation, Equiniti Trust Company, Financial Industry Regulatory Authority, GTS Securities LLC., Gary Gensler, Gregory McCabe, Next Bridge Hydrocarbons, Inc., Ari Rubenstein, Securities & Exchange Commission ( Filing fee $ 405 receipt number 10922.), filed by Tracy Albert. (av4s, Deputy Clerk) |
|
|
Att: 1
Civil Cover Sheet,
|
||
|
Att: 2
Summons,
|
||
|
Att: 3
Receipt
|
||