Bertonis v. Morgan Stanley et al

New York Southern District Court
Judge:Jeannette A Vargas
Case #: 1:25-cv-00115
Nature of Suit470 Other Statutes - Racketeer Influenced and Corrupt Organizations
Cause18:1962 Racketeering (RICO) Act
Case Filed:Jan 06, 2025
Last checked: Tuesday Jan 07, 2025 1:47 AM EST
Defendant
Bank Of America Corporation
Bank of America Corporate Center 100 North Tryon Street
Charlotte, NC 28255
Defendant
Charles Schwab & Co., Inc.
Defendant
E* Trade Securities LLC
Defendant
MORGAN STANLEY SMITH BARNEY LLC,
Defendant
Merrill Lynch Pierce Fenner & Smith Inc
Defendant
Morgan Stanley
Defendant
The Charles Schwab Corporation
Plaintiff
James Bertonis
Represented By
Ralph M. Stone
Stone Law Group PLLC
contact info


Docket last updated: 01/17/2025 11:59 PM EST
Wednesday, January 08, 2025
21 21 notice Notice (Other) Wed 01/08 4:14 PM
NOTICE of Filing. Document filed by James Bertonis..(Stone, Ralph)
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Att: 1 Exhibit 1 - Interested Party Response
utility Case Declined as Not Related Wed 01/08 2:41 PM
CASE DECLINED AS NOT RELATED. Case referred as related to 24-cv-4571 and declined by Judge Valerie E. Caproni and returned to wheel for assignment. (tro)
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notice Notice of Case Assignment/Reassignment Wed 01/08 2:46 PM
NOTICE OF CASE REASSIGNMENT to Judge Jeannette A. Vargas. Judge Unassigned is no longer assigned to the case. (tro)
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utility Case Designation Wed 01/08 2:47 PM
Magistrate Judge Valerie Figueredo is designated to handle matters that may be referred in this case. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link:[LINK:https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf] . (tro)
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Tuesday, January 07, 2025
20 20 service Summons Issued Tue 01/07 3:11 PM
ELECTRONIC SUMMONS ISSUED as to Morgan Stanley Smith Barney LLC..(pc)
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19 19 service Summons Issued Tue 01/07 3:10 PM
ELECTRONIC SUMMONS ISSUED as to Bank Of America Corporation..(pc)
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18 18 service Summons Issued Tue 01/07 3:09 PM
ELECTRONIC SUMMONS ISSUED as to Merrill Lynch Pierce Fenner & Smith Incorporated..(pc)
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17 17 service Summons Issued Tue 01/07 3:08 PM
ELECTRONIC SUMMONS ISSUED as to E*Trade Securities LLC..(pc)
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16 16 service Summons Issued Tue 01/07 3:07 PM
ELECTRONIC SUMMONS ISSUED as to The Charles Schwab Corporation..(pc)
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15 15 service Summons Issued Tue 01/07 3:01 PM
ELECTRONIC SUMMONS ISSUED as to Morgan Stanley..(pc)
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14 14 service Summons Issued Tue 01/07 3:00 PM
ELECTRONIC SUMMONS ISSUED as to Charles Schwab & Co., Inc...(pc)
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13 13 misc Rule 7.1 Corporate Disclosure Statement Tue 01/07 2:34 PM
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by James Bertonis..(Stone, Ralph)
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12 12 misc Statement of Relatedness Tue 01/07 11:43 AM
STATEMENT OF RELATEDNESS re: that this action be filed as related to 24-cv-08860. Document filed by James Bertonis..(Stone, Ralph)
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11 11 misc Statement of Relatedness Tue 01/07 11:42 AM
STATEMENT OF RELATEDNESS re: that this action be filed as related to 24-cv-04571. Document filed by James Bertonis..(Stone, Ralph)
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10 10 cmp Complaint Tue 01/07 11:39 AM
COMPLAINT against Bank Of America Corporation, Charles Schwab & Co., Inc., E Trade Securities LLC, Merrill Lynch Pierce Fenner & Smith Inc, Morgan Stanley, Morgan Stanley Smith Barney LLC, The Charles Schwab Corporation. Document filed by James Bertonis..(Stone, Ralph)
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utility Case Designated ECF Tue 01/07 10:07 AM
Case Designated ECF. (pc)
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misc Notice to Attorney Regarding Case Opening Statistical Error Correction Tue 01/07 10:07 AM
***NOTICE TO ATTORNEY REGARDING CIVIL. CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Ralph M. Stone. The following case opening statistical information was erroneously selected/entered: County code New York;. The following correction(s) have been made to your case entry: the County code has been modified to XX Out of State;. (pc)
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misc Notice to Attorney Regarding Party Modification Tue 01/07 10:07 AM
***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Ralph M. Stone. The party information for the following party/parties has been modified: James Bertonis, MORGAN STANLEY SMITH BARNEY LLC,. The information for the party/parties has been modified for the following reason/reasons: party name was entered in all caps; party text was omitted;. (pc)
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misc Notice to Attorney Regarding Deficient Pleading Tue 01/07 10:07 AM
***NOTICE TO ATTORNEY REGARDING DEFICIENT PLEADING. Notice to Attorney Ralph M. Stone to RE-FILE Document No. 1 Complaint. The filing is deficient for the following reason(s): the All Defendant radio button was selected;. Re-file the pleading using the event type Complaint found under the event list Complaints and Other Initiating Documents - attach the correct signed PDF - select the individually named filer/filers - select the individually named party/parties the pleading is against. (pc)
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notice Case Opening Initial Assignment Notice Tue 01/07 10:36 AM
CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Unassigned. .(pc)
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utility Case Referred as Possibly Related/Similar Tue 01/07 10:37 AM
CASE REFERRED TO Judge Valerie E. Caproni as possibly related to 24cv4571 (pc)
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misc Notice to Attorney to Submit/File Related Case Statement Tue 01/07 10:50 AM
***NOTICE TO ATTORNEY TO ELECTRONICALLY FILE RELATED CASE STATEMENT. Notice to Attorney Ralph M. Stone, for non compliance with Local Rule 13 of the Division of Business Among Judges. Attorney must electronically file the Related Case Statement. Use the event type Statement of Relatedness found under the event list Other Documents. (pc)
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misc Notice to Attorney Regarding Party Modification Tue 01/07 1:44 PM
***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Ralph M. Stone. The party information for the following party/parties has been modified: Merrill Lynch Pierce Fenner & Smith Inc. The information for the party/parties has been modified for the following reason/reasons: party name contained a typographical error;. (pc)
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Monday, January 06, 2025
9 9 service Request for Issuance of Summons Mon 01/06 6:56 PM
REQUEST FOR ISSUANCE OF SUMMONS as to Morgan Stanley, re:1 Complaint. Document filed by James Bertonis..(Stone, Ralph)
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8 8 service Request for Issuance of Summons Mon 01/06 6:56 PM
REQUEST FOR ISSUANCE OF SUMMONS as to Morgan Stanley Smith Barney LLC, re:1 Complaint. Document filed by James Bertonis..(Stone, Ralph)
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7 7 service Request for Issuance of Summons Mon 01/06 6:54 PM
REQUEST FOR ISSUANCE OF SUMMONS as to Merrill Lynch, Pierce, Fenner & Smith Incorporated, re:1 Complaint. Document filed by James Bertonis..(Stone, Ralph)
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6 6 service Request for Issuance of Summons Mon 01/06 6:54 PM
REQUEST FOR ISSUANCE OF SUMMONS as to E*Trade Securities LLC, re:1 Complaint. Document filed by James Bertonis..(Stone, Ralph)
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5 5 service Request for Issuance of Summons Mon 01/06 6:52 PM
REQUEST FOR ISSUANCE OF SUMMONS as to The Charles Schwab Corporation, re:1 Complaint. Document filed by James Bertonis..(Stone, Ralph)
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4 4 service Request for Issuance of Summons Mon 01/06 6:52 PM
REQUEST FOR ISSUANCE OF SUMMONS as to Charles Schwab & Co., Inc., re:1 Complaint. Document filed by James Bertonis..(Stone, Ralph)
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3 3 service Request for Issuance of Summons Mon 01/06 6:50 PM
REQUEST FOR ISSUANCE OF SUMMONS as to Bank of America Corporation, re:1 Complaint. Document filed by James Bertonis..(Stone, Ralph)
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2 2 misc Civil Cover Sheet Mon 01/06 6:48 PM
CIVIL COVER SHEET filed..(Stone, Ralph)
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1 1 85 pgs cmp Complaint Mon 01/06 6:45 PM
COMPLAINT against All Defendants. (Filing Fee $ 405.00, Receipt Number ANYSDC-30416019)Document filed by James Bertonis..(Stone, Ralph)
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