Tuberosa v. FINRA
| District Of Columbia District Court | |
| Judge: | Beryl A Howell |
| Case #: | 1:25-cv-00963 |
| Nature of Suit | 896 Other Statutes - Arbitration |
| Cause | 28:2201 Declaratory Judgment |
| Case Filed: | Apr 01, 2025 |
| Last checked: Tuesday Apr 01, 2025 4:06 PM EDT |
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Defendant
FINRA
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Plaintiff
James Richard Tuberosa
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| Docket last updated: 2 hours ago |
| Monday, April 14, 2025 | ||
| 8 | 8
service
Waiver of Service
Mon 04/14 9:46 AM
WAIVER OF SERVICE. JAMES RICHARD TUBEROSA waiver sent on 4/8/2025, answer due 6/7/2025. (Young, Craig) |
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| Friday, April 04, 2025 | ||
| 7 | 7
misc
Administrative Record
Fri 04/04 10:39 AM
CIVIL COVER SHEET Corrected Cover Sheet by JAMES RICHARD TUBEROSA. (Young, Craig) Modified event on 4/4/2025 (mg) |
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| Thursday, April 03, 2025 | ||
| 6 | 6
order
.Order
Thu 04/03 5:54 PM
STANDING ORDER. Signed by Judge Beryl A. Howell on April 3, 2025. (lcbah4) |
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| 5 | 5
service
Electronic Summons Issued
Thu 04/03 2:28 PM
SUMMONS (1) Issued Electronically as to FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC..(znmw) |
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Att: 1
Notice and Consent
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| 4 | 4
misc
Errata
Thu 04/03 2:12 PM
ERRATA by JAMES RICHARD TUBEROSA re1 Complaint. (Young, Craig) |
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| 3 | 3
misc
Administrative Record
Thu 04/03 1:40 PM
CIVIL COVER SHEET by JAMES RICHARD TUBEROSA. (Young, Craig) Modified event on 4/3/2025 (mg). (Main Document 3 replaced on 4/3/2025) (znmw) |
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| 2 | 2
misc
Administrative Record
Thu 04/03 1:23 PM
ENTERED IN ERROR.....ADMINISTRATIVE RECORD by JAMES RICHARD TUBEROSA. (Young, Craig) Modified on 4/3/2025, refiled at docket entry3 (mg) |
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notice
Notice of Error- New Case
Thu 04/03 9:33 AM
NOTICE OF NEW CASE ERROR regarding1 Complaint . The following error(s) need correction: Noncompliance with LCvR 5.1(c). Please file a Notice of Errata stating the error and attach the corrected initiating pleading to include the name & full residence address of each party and file using the event Errata. Missing civil cover sheet. Please file the Civil Cover Sheet (JS44) form at www.dcd.uscourts.gov/new-case-forms using the event Civil Cover Sheet. COMPLIANCE DEADLINE is by close of business today. This case will not proceed any further until all errors are satisfied. (znmw) Modified to add error on 4/3/2025 (znmw) |
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utility
Case Assigned/Reassigned
Thu 04/03 2:27 PM
Case Assigned to Judge Beryl A. Howell. (znmw) |
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| Wednesday, April 02, 2025 | ||
| 1 | 1
cmp
Complaint
Wed 04/02 9:18 AM
COMPLAINT against FINRA ( Filing fee $ 405 receipt number ADCDC-11583712) filed by James Richard Tuberosa.(Young, Craig) |
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Att: 1
Civil Cover Sheet,
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Att: 2
Summons
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