Securities and Exchange Commission v. Garza
| Massachusetts District Court | |
| Judge: | Richard G Stearns |
| Case #: | 1:15-mc-91258 |
| Case Filed: | Aug 14, 2015 |
| Terminated: | Aug 17, 2015 |
| Last checked: Thursday Dec 15, 2016 6:20 AM EST |
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Petitioner
Securities and Exchange Commission
33 Arch St., 23rd Floor
Boston, MA 02110 |
Represented By
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Respondent
Carlos R Garza
136 Hillcrest Terrace
Brattleboro, VT 05301 |
| Docket last updated: 10/18/2024 11:59 PM EDT |
| Wednesday, August 19, 2015 | ||
| 5 | 5
1
pgs
order
Order To Show Cause
Wed 08/19 9:37 AM
Judge Richard G. Stearns: ORDER TO SHOW CAUSE or Comply with Subpoena Issued by the Securities and Exchange Commission on or before 9/4/2015.(Seelye, Terri) |
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| Tuesday, August 18, 2015 | ||
| 4 | 4
1
pgs
misc
Proposed Documents Submitted to the Court
Tue 08/18 11:57 AM
Proposed Document(s) submitted by Securities and Exchange Commission..(Lundgren, Gretchen) |
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Att: 1
certificate of service
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| Monday, August 17, 2015 | ||
| 3 | 3
order
Order on Application for an Order Enforcing a Subpoena
Mon 08/17 10:41 AM
Judge Richard G. Stearns: ENDORSED ORDER granting Application for an Order to Show Cause and for Order to Comply with Administrative Subpoena. (Seelye, Terri) |
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| 2 | 2
notice
Notice of Case Assignment
Mon 08/17 8:41 AM
ELECTRONIC NOTICE of Case Assignment. Judge Richard G. Stearns assigned to case. (Abaid, Kimberly) |
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| Friday, August 14, 2015 | ||
| 1 | 1
cmp
Complaint
Fri 08/14 4:11 PM
COMPLAINT for Subpoena Enforcement against Securities and Exchange Commission (Fee Status: US Government), filed by Securities and Exchange Commission.(Shields, Kathleen) |
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Att: 1
Memorandum of Law in Support,
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Att: 2
Affidavit,
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Att: 3
Exhibit A,
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Att: 4
Exhibit B,
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Att: 5
Affidavit,
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Att: 6
Exhibit A
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