SEC v. Putnam, et al
Original Case: 2:20-cv-00301
| Tenth Circuit U.S. Court of Appeals | |
| Case #: | 0:24-cv-04112 |
| Type | civil / usa as party |
| Nature of Suit | 850 Other Statutes - Securities/Commodities/Exchange |
| Case Filed: | Nov 13, 2024 |
| Last checked: Friday Nov 15, 2024 1:16 AM MST |
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Defendant
JEAN PAUL RAMIREZ RICO
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Represented By
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Defendant
ANGEL A. RODRIGUEZ
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Represented By
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Defendant - Appellant
DANIEL F. PUTNAM, an individual
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Represented By
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Defendant - Appellant
MMT DISTRIBUTIONS, LLC, a limitied liability company
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Represented By
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Defendant - Appellant
R&D GLOBAL, LLC, a limited liability company
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Represented By
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Plaintiff - Appellee
SECURITIES AND EXCHANGE COMMISSION
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Represented By
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| Docket last updated: 11/15/2024 1:16 AM MST |
| Wednesday, November 13, 2024 | ||
| [11136149] Civil case docketed. Preliminary record filed. DATE RECEIVED: 11/13/2024 Docketing statement, Transcript order form, Notice of appearance due 11/27/2024 for MMT Distributions, LLC, Daniel F. Putnam, and R&D Global, LLC. Notice of appearance due on 11/27/2024 for MMT Distributions, LLC, Daniel F. Putnam, R&D Global, LLC and Securities and Exchange Commission. Disclosure statement due on 11/27/2024 for MMT Distributions, LLC, R&D Global, LLC, and Securities and Exchange Commission. 24-4112 | ||
Att: 1
82 pgs
Prelim ROA
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Att: 2
2 pgs
General Docket Letter - Counsel - Civil
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