Securities and Exchange Commission v. Putnam et al
| Utah District Court | |
| Judge: | David Barlow |
| Referred: | Daphne A Oberg |
| Case #: | 2:20-cv-00301 |
| Nature of Suit | 850 Other Statutes - Securities/Commodities/Exchange |
| Cause | 15:0077 Securities Fraud |
| Case Filed: | May 07, 2020 |
| Terminated: | Sep 10, 2024 |
| Last checked: Tuesday Nov 03, 2020 3:15 AM MST |
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Defendant
MMT Distribution
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Represented By
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Defendant
Daniel F. Putnam
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Represented By
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Defendant
Richard T. Putnam
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Represented By
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Defendant
R&D Global
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Represented By
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Defendant
Jean Paul Ramirez Rico
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Defendant
Angel A. Rodriguez
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Represented By
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Plaintiff
Securities and Exchange Commission
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Represented By
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GPO
Aug 20 2021
MEMORANDUM DECISION and Order granting in part and denying in part 69 Motion to Quash. The court ORDERS Topics 10 through 12 of Putnam Defendants' Rule 30(b)(6) deposition notice are quashed, but DENIES the SEC's motion with regard to Topics 1 through 9, and DENIES the SEC's request for a protective order. Signed by Magistrate Judge Daphne A. Oberg on 08/19/2021. (jl) |
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GPO
Sep 10 2024
MEMORANDUM DECISION and Order: granting 132 Motion for Monetary Relief and Judgment as to Defendants Putnam, Ramirez, MMT Distribution, and R&D Global. See order for details. Signed by Judge David Barlow on 09/10/2024. (kpf) |
| Docket last updated: 3 hours ago |
| Wednesday, November 13, 2024 | ||
| 176 | 176
appeal
USCA Case Number
Wed 11/13 9:56 AM
USCA Case Number Case Appealed to Tenth Circuit Case Number 24-4112 for 173 Notice of Appeal, filed by Jean Paul Ramirez Rico 172 Notice of Appeal. A transcript order form or notice that no transcript is necessary per 10th Cir. R. 10.2. This form must be filed in both the district court and this court. See letter for additional information. (jrj) Modified on 11/13/2024 should have been linked to172 (jrj) |
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| Tuesday, November 12, 2024 | ||
| 175 | 175
appeal
Transmission of Preliminary Record to USCA
Tue 11/12 5:13 PM
Transmission of Preliminary Record to USCA Tenth Circuit re173 Notice of Appeal.(kpf) |
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Att: 1
Appendix
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| 174 | 174
appeal
Transmission of Preliminary Record to USCA
Tue 11/12 5:02 PM
Transmission of Preliminary Record to USCA Tenth Circuit re172 Notice of Appeal.(kpf) |
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Att: 1
Appendix
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| Friday, November 08, 2024 | ||
| 173 | 173
appeal
Notice of Appeal
Fri 11/08 5:59 PM
NOTICE OF APPEAL as to170 Order on Motion for Miscellaneous Relief,, Memorandum Decision,171 Judgment filed by Jean Paul Ramirez Rico. Appeals to the USCA for the 10th Circuit. Filing fee $ 605, receipt number BUTDC-5239678. (Cariglio, Gennaro) |
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| 172 | 172
appeal
Notice of Appeal
Fri 11/08 3:56 PM
NOTICE OF APPEAL as to170 Order on Motion for Miscellaneous Relief,, Memorandum Decision,171 Judgment filed by MMT Distribution, Daniel F. Putnam, R&D Global. Appeals to the USCA for the 10th Circuit. Filing fee $ 605, receipt number AUTDC-5239519. (Abarca, Jose) |
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