SEC v. Ramirez Rico, et al

Original Case: 2:20-cv-00301

Tenth Circuit U.S. Court of Appeals
Case #: 0:24-cv-04113
Typecivil / usa as party
Nature of Suit850 Other Statutes - Securities/Commodities/Exchange
Case Filed:Nov 13, 2024
Last checked: Friday Nov 15, 2024 1:17 AM MST
Defendant
DANIEL F. PUTNAM, an individual
Represented By
Romaine C. Marshall
Stoel Rives
contact info
Jose A. Abarca
Polsinelli
contact info
Defendant
ANGEL A. RODRIGUEZ, an individual
Represented By
Cole S. Cannon
Cannon Law Group
contact info
Jon F. Pfeifer
Cannon Law Group
contact info
Defendant
MMT DISTRIBUTION, LLC, a limited liability company
Represented By
Romaine C. Marshall
Stoel Rives
contact info
Jose A. Abarca
Polsinelli
contact info
Defendant
R&D GLOBAL, LLC, a limited liability company
Represented By
Romaine C. Marshall
Stoel Rives
contact info
Jose A. Abarca
Polsinelli
contact info
Defendant - Appellant
JEAN PAUL RAMIREZ RICO, an individual
Represented By
Gennaro Cariglio Jr.
Gennaro Cariglio Jr.
contact info
Paul M. Grant
contact info
Plaintiff - Appellee
SECURITIES AND EXCHANGE COMMISSION
Represented By
Benjamin Hanauer
SEC
contact info


Docket last updated: 11/15/2024 1:17 AM MST
Wednesday, November 13, 2024
[11136298] Civil case docketed. Preliminary record filed. DATE RECEIVED: 11/12/2024 Notice of appearance, Docketing statement, and Transcript order form due 11/27/2024 for Jean Paul Ramirez Rico. Notice of appearance and Disclosure statement due on 11/27/2024 for Securities and Exchange Commission 24-4113
Related: [-]
Att: 1 80 pgs Preliminary Record
Att: 2 2 pgs General Docket Letter - Counsel - Civil